Publication Date: 2014- (kept current with supplements and revised volumes; gradually replacing 4th ed.)
The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters.
And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of: the Sarbanes-Oxley Act, the SEC's disclosure requirements, internet securities, trading, margin accounts, the SEC's safe harbor initiatives, SRO voting rights standards, regulation FD and selective disclosure of material non-public information, SEC amendments to the tender offer, proxy, and merger rules, arbitrability of securities disputes, and much more.
Publication Date: 2011- (kept current with supplements)
Fundamentals of Securities Regulation, Sixth Edition gives you quick access to the law of securities regulation as derived from the eleven-volume, landmark treatise Securities Regulation. This consolidated, two-volume set distills the essence of Loss, Seligman, and Paredes’ master work into a 2,300-page authoritative resource that reviews and analyzes the most significant aspects of securities regulation.
Fundamentals of Securities Regulation, Sixth Edition details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a two-volume set. And, through annual supplementation, you’ll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases.
This resource discusses basic securities regulation issues and provides the specifics on a variety of topics, including registration requirements, process of registration, exemptions from and liabilities under the Securities Act, registration and reporting requirements, shareholder suffrage, corporate takeovers, and civil liability. First providing a general review of the law, the work then outlines each item in detail.
Publication Date: 2009- (kept current with pocket parts)
Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.